November 5, 2018 - November 8, 2018
Carlsbad, California, United States
11/05/2018 09:00
11/08/2018 17:00
Cybersecurity Conference: NRS Fall 2018 Compliance Conference
For more info, please visit: https://infosec-conferences.com/events-in-2018/nrs-fall-2018-compliance-conference/
Carlsbad, United States
Conference Description (submitted by organizer)
Join NRS at our Fall 2018 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.
Conference attendees have included:
– Chief Compliance Officers / Investment Advisers / General Counsels / Broker-Dealers
– Managing Directors / Chief Financial Officers / Regulatory Analysts / Wealth Advisors / Attorneys
– Portfolio Managers / Securities Examiners / Executive Vice President’s / Compliance Managers
– Financial Planners / Operations Managers / Traders / Financial Service Professionals