NRS Fall 2018 Compliance Conference

November 5th, 2018

 November 5th, 2018 - November 8th, 2018 

NRS Fall 2018 Compliance Conference

United States  »  West, USA  »  California » 
November 5th, 2018 - November 8th, 2018

Event Website

InfoSec Conference Summary

The description was submitted by the Conference Organizer. We sometimes edit it to enhance the listing.

Join NRS at our Fall 2018 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.

Conference attendees have included:

– Chief Compliance Officers / Investment Advisers / General Counsels / Broker-Dealers
– Managing Directors / Chief Financial Officers / Regulatory Analysts / Wealth Advisors / Attorneys
– Portfolio Managers / Securities Examiners / Executive Vice President’s / Compliance Managers
– Financial Planners / Operations Managers / Traders / Financial Service Professionals

We're proudly sponsored by Kuppering Cole. They've geneoursouly given our community a 15% discount on all ticket sales. Use code "infosecspecial15" to apply the promo.

Kuppering Cole

Submit a review for this event.

Did you attend NRS Fall 2018 Compliance Conference? Let us know how it was and share your experience with the greater community.

Leave a Comment

This site uses Akismet to reduce spam. Learn how your comment data is processed.