NRS Fall 2018 Compliance Conference

November 5th, 2018

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NRS Fall 2018 Compliance Conference

United States  »  West, USA  »  California » 
November 5th, 2018 - November 8th, 2018

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InfoSec Conference Summary

The description was submitted by the Conference Organizer. We sometimes edit it to enhance the listing.

Join NRS at our Fall 2018 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.

Conference attendees have included:

– Chief Compliance Officers / Investment Advisers / General Counsels / Broker-Dealers
– Managing Directors / Chief Financial Officers / Regulatory Analysts / Wealth Advisors / Attorneys
– Portfolio Managers / Securities Examiners / Executive Vice President’s / Compliance Managers
– Financial Planners / Operations Managers / Traders / Financial Service Professionals

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