NRS Fall 2018 Compliance Conference

November 5, 2018 - November 8, 2018

Carlsbad, California, United States

11/05/2018 09:00 11/08/2018 17:00 Cybersecurity Conference: NRS Fall 2018 Compliance Conference For more info, please visit: Carlsbad, United States

Conference Description (submitted by organizer)

Join NRS at our Fall 2018 Compliance Conference where industry experts will address how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.

Conference attendees have included:

– Chief Compliance Officers / Investment Advisers / General Counsels / Broker-Dealers
– Managing Directors / Chief Financial Officers / Regulatory Analysts / Wealth Advisors / Attorneys
– Portfolio Managers / Securities Examiners / Executive Vice President’s / Compliance Managers
– Financial Planners / Operations Managers / Traders / Financial Service Professionals

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