NRS Fall Compliance Conference

October 26th, 2020

 October 26th, 2020 - October 29th, 2020 Recommended Event

NRS Fall Compliance Conference

Event submitted on Tuesday, November 26th 2019, approved by Charles Villanueva

October 26th, 2020 - October 29th, 2020
United States  »  West, USA  »  California » 
Event Website

 Our Review

We recommend this for professionals primarily working in the FinSec Industry. You’ll learn first-hand the latest development in cybersecurity.

Event Summary

The description below was submitted by the Conference Organizer on Tuesday, November 26th 2019.

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Join NRS at their 2020 Fall Compliance Conference where industry professionals will discuss how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.

These events are designed to meet the criteria for continuing education credits for compliance professionals, CPAs/accountants, attorneys, and other professionals.

Some of the sessions will include:

  • Recent Developments for Cybersecurity
  • Developing Effective Compliance Training Programs
  • Third-Party Compliance Considerations: Robo-Advisers & Model Marketplaces
  • Cryptocurrencies & Blockchain from a Compliance Perspective
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