NRS Fall Compliance Conference

October 26th, 2020

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 October 26th, 2020 - October 29th, 2020
 Recommended Event

NRS Fall Compliance Conference

Event submitted on Tuesday, November 26th 2019, approved by Charles Villanueva

This Event is Now Over
October 26th, 2020 - October 29th, 2020
United States  »  West, USA  »  California » 
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This event has been tagged as follows:

* Due to COVID, it is most likely that this event will be online - but please make sure! The situation is constantly changing...

 Our Review

We recommend this for professionals primarily working in the FinSec Industry. You’ll learn first-hand the latest development in cybersecurity.

- Review written by Henry Dalziel on Tuesday, November 26th 2019.
- If you would like to edit or ammend facts in my review please either send us a message or connect with me via LinkedIn.

Conference Event Summary

The following description was either submitted by the Conference Organizer on Tuesday, November 26th 2019, or created by us.

Join NRS at their 2020 Fall Compliance Conference where industry professionals will discuss how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.

These events are designed to meet the criteria for continuing education credits for compliance professionals, CPAs/accountants, attorneys, and other professionals.

Some of the sessions will include:

  • Recent Developments for Cybersecurity
  • Developing Effective Compliance Training Programs
  • Third-Party Compliance Considerations: Robo-Advisers & Model Marketplaces
  • Cryptocurrencies & Blockchain from a Compliance Perspective

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