NRS Fall Compliance Conference
Event submitted on Tuesday, November 26th 2019, approved by Charles Villanueva ✓
This event has been tagged as follows:
We recommend this for professionals primarily working in the FinSec Industry. You’ll learn first-hand the latest development in cybersecurity.
Conference Event Summary
The following description was either submitted by the Conference Organizer on Tuesday, November 26th 2019, or created by us.
Join NRS at their 2020 Fall Compliance Conference where industry professionals will discuss how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.
These events are designed to meet the criteria for continuing education credits for compliance professionals, CPAs/accountants, attorneys, and other professionals.
Some of the sessions will include:
- Recent Developments for Cybersecurity
- Developing Effective Compliance Training Programs
- Third-Party Compliance Considerations: Robo-Advisers & Model Marketplaces
- Cryptocurrencies & Blockchain from a Compliance Perspective