NRS Fall Compliance Conference 2021

October 25th, 2021

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Cyber Security Denver Tampa Conference

 October 25th, 2021 - October 28th, 2021 

NRS Fall Compliance Conference 2021

Event submitted on Wednesday, November 25th 2020, approved by Charles Villanueva

193 Days Until The Event
October 25th, 2021 - October 28th, 2021
United States  »  West, USA  »  California » 
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This event has been tagged as follows:

* Due to COVID, it is most likely that this event will be online - but please make sure! The situation is constantly changing...

Conference Event Summary

The following description was either submitted by the Conference Organizer on Wednesday, November 25th 2020, or created by us.

Join NRS at their 2021 Fall Compliance Conference where industry professionals will discuss how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.

These events are designed to meet the criteria for continuing education credits for compliance professionals, CPAs/accountants, attorneys, and other professionals.

Some of the sessions will include:

  • Recent Developments for Cybersecurity
  • Developing Effective Compliance Training Programs
  • Third-Party Compliance Considerations: Robo-Advisers & Model Marketplaces
  • Cryptocurrencies & Blockchain from a Compliance Perspective

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