NRS Spring Compliance Conference 2021

May 17th, 2021

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NRS Spring Compliance Conference 2021

Event submitted on Wednesday, November 25th 2020, approved by Content Team

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May 17th, 2021 - May 20th, 2021
United States  »  South, USA  »  Florida » 
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* Due to COVID, it is most likely that this event will be online - but please make sure! The situation is constantly changing...

Conference Event Summary

The following description was either submitted by the Conference Organizer on Wednesday, November 25th 2020, or created by us.

Join NRS at their 2021 Spring Compliance Conference where industry professionals will discuss how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.

These events are designed to meet the criteria for continuing education credits for compliance professionals, CPAs/accountants, attorneys, and other professionals.

Some of the sessions will include:

  • Recent Developments for Cybersecurity
  • Developing Effective Compliance Training Programs
  • Third-Party Compliance Considerations: Robo-Advisers & Model Marketplaces
  • Cryptocurrencies & Blockchain from a Compliance Perspective

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