Regulation S-P – What You Need to Know!

A focused briefing on the updated Regulation S-P requirements and what financial institutions need to do to stay compliant as the new rules take effect. The webinar breaks down how recent amendments change expectations around safeguarding customer information, data disposal, and privacy controls for investment advisors and other covered firms.

The session outlines the new regulatory requirements, explains their impact on day to day operations, and highlights practical steps organizations should take to prepare for the compliance deadline. Led by Kroll experts, the discussion also covers proven best practices that support stronger data protection, reduce regulatory risk, and help firms maintain long term compliance.