Webinar Description
Key Takeaways
- Explores how unstructured data (emails, chats, voice recordings, contracts) provides context that structured transaction data cannot
- Addresses AML investigations, KYC reviews, fraud detection, and communications surveillance in financial services
- Designed for compliance officers, financial crime professionals, risk leaders, and data teams in banking, insurance, and capital markets
- Features insights from SIBOS on the future of data and AI in financial services
The Limits of Structured Data in Financial Services
Financial institutions have built sophisticated capabilities around structured data: transactions, trade records, balance sheets, customer records, and regulatory filings. These sources provide visibility into what happened, when, where, and between whom. However, the context behind a transaction, decision, or relationship often resides in unstructured sources such as emails, chats, voice recordings, contracts, and documents.
This webinar, hosted by Nuix, examines what the company calls “Deep Data”: combining quantitative precision from structured sources with contextual intelligence from unstructured information to build a more complete picture of activity, relationships, risk, and intent.
Financial Crime and Compliance Applications
The session addresses specific use cases where connecting structured and unstructured data becomes critical. In AML investigations, transaction monitoring may flag unusual fund movements, but understanding the underlying activity often requires investigators to connect transaction data with communications, customer records, documents, and relationship information. Similar challenges arise in surveillance alerts that need context from trader communications, KYC and enhanced due diligence reviews requiring relationship mapping across multiple data sources, and fraud investigations that depend on connecting activity with surrounding people, communications, and documents.
Speakers
Christopher Stephenson, Head of AI Strategy and Operations at Nuix, brings more than 30 years of experience in emerging technologies and their impact on how organizations understand and use information. Chester Ray, Senior Customer Success Manager at Nuix, is a forensic technology and investigations specialist with extensive experience in financial services, regulatory investigations, communications surveillance, eDiscovery, and financial crime. Ray previously spent more than eight years at Deloitte advising global financial institutions on surveillance, forensic technology, and regulatory matters.
Who Should Attend
This webinar is intended for Chief Compliance Officers, Chief Data Officers, financial crime and AML/KYC professionals, risk leaders, data and technology leaders, and legal and regulatory teams working in banking, insurance, and capital markets.